Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marlis is a financial professional with experience in the securities industry since 2011. John is currently registered with Pruco Securities, LLC. John is a Registered Representative (RA) with a Series 6, 7, and 63 license. John also has a Series 65 license and is an Investment Advisor Representative (IAR) in Wisconsin. John previously worked with MML Investors Services, LLC and MSI Financial Services, Inc. John offers services including financial planning, selection of other advisors, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WI
10/30/2017 - Present
Pruco Securities, LLC (WAUWATOSA WI)
WI
03/25/2017 - 10/23/2017
MML INVESTORS SERVICES, LLC (Milwaukee WI)
WI
11/11/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Milwaukee WI)
BC
Issued 02/02/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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