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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Lemieux is a financial advisor who has been in the industry since 1993. He is currently registered with Commonwealth Financial Network and has been with the firm since 2009. John also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., and Legg Mason Wood Walker, Incorporated. John is a Certified Financial Planner and has earned licenses including Series 7, Series 9, Series 10, Series 63, and Series 65. John specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services. John is dedicated to providing clients with a personalized approach to financial planning and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
07/09/2009 - Present
Commonwealth Financial Network (FALMOUTH ME)
ME
03/08/2006 - 07/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
CT
05/18/2001 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
MD
06/04/1997 - 06/12/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/08/1993 - 05/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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