Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Galt is a financial professional with over six years of experience in the industry. John is a registered representative of Charles Schwab & CO., Inc. and holds a variety of licenses including Series 3, 7, 9, 10, and 63. John is committed to providing clients with personalized financial guidance and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IN
09/11/2017 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
BC
Issued 10/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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