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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Galano is a financial advisor with over 20 years of experience in the financial services industry. John is currently registered with Morgan Stanley. John has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Tradition Asiel Securities Inc., and Prebon Securities (USA) Inc. John holds the following licenses: Series 65, Series 63, Series 24, SIE, Series 7, and Series 72.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/29/2023 - Present
Morgan Stanley (La Jolla CA)
CA
10/11/2016 - 07/03/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
NY
09/04/2009 - 07/01/2015
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
07/23/2007 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
05/22/2002 - 07/02/2007
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NJ
02/11/2002 - 05/17/2002
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
IA
Issued 05/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2002
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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