Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Frost is an active advisor with over 30 years of experience in the financial industry. John is currently registered with J.p. Morgan Securities LLC, working in the New York branch office. John has been associated with J.p. Morgan Securities LLC since July 2015, but previously worked for AXA Advisors, LLC, RCAP Securities, INC., Morgan Stanley & Co. Incorporated, and Dean Witter Reynolds INC.. John holds Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/21/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
02/23/2015 - 04/06/2015
AXA ADVISORS, LLC (WOODBRIDGE NJ)
NY
09/10/2009 - 02/07/2014
RCAP SECURITIES, INC. (NEW YORK NY)
NY
02/03/1999 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/06/1988 - 01/19/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure John Frost is the right advisor for you? Invested Better is here to help.
