Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Fischer is a financial advisor who has been in the industry for 28 years. John has a Series 7, Series 6, Series 63, and Series 65 licenses. John is currently registered with UBS Financial Services Inc. in Montana, North Dakota, and Texas. John is also registered in 21 other states as a broker-dealer. John previously worked at PIPER JAFFRAY & CO., U.S. BANCORP INVESTMENTS, INC., and LIBERTY SECURITIES CORPORATION. John is also a media spokesperson for the Safe Coalition in North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ND
08/17/2006 - Present
UBS Financial Services Inc. (FARGO ND)
ND
02/12/2000 - 08/12/2006
PIPER JAFFRAY & CO. (FARGO ND)
MN
02/24/1995 - 09/04/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
06/08/1994 - 03/13/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IA
Issued 12/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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