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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Fernandez is a financial advisor with RBC Capital Markets, LLC. John has over 20 years of experience in the financial services industry. John is licensed to sell securities in all 50 states. John has Series 7, 24, 63, 79, and SIE licenses. John has been registered with RBC Capital Markets, LLC since 2011. Prior to that, John worked at UBS Securities LLC from 2006 to 2011 and Bear, Stearns & Co. Inc. from 2002 to 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/08/2011 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
09/17/2009 - 04/18/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
06/20/2006 - 10/10/2007
UBS SECURITIES LLC (NEW YORK NY)
NY
05/03/2002 - 06/05/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
FL
03/08/2002 - 03/19/2002
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
BC
Issued 07/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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