Unclaimed
John Desantis is a financial professional with over 17 years of experience in the industry. John currently works as a Registered Representative and Investment Advisor Representative at Morgan Stanley. Prior to joining Morgan Stanley, John was a Registered Representative at E*TRADE SECURITIES LLC. John is licensed in all 50 states and has passed numerous securities exams including Series 3, 4, 7, 9, 10, 24, 52TO, 53, and 63. John holds several industry designations and has a strong track record of providing personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
08/02/2022 - Present
Morgan Stanley (Jersey City NJ)
NJ
08/09/2006 - 09/05/2023
E*TRADE SECURITIES LLC (Jersey City NJ)
BC
Issued 09/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/28/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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