Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A De la cruz is an investment advisor representative with Morgan Stanley. John A De la cruz has been in the industry since 2005 and is currently registered in 53 states and Washington D.C.. Before joining Morgan Stanley, John A De la cruz worked at American Funds & Trusts Incorporated and Morgan Stanley DW Inc.. John A De la cruz provides portfolio management for individuals, businesses, and investment companies, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
12/13/2013 - Present
Morgan Stanley (Los Angeles CA)
UT
03/25/2005 - 05/03/2006
AMERICAN FUNDS & TRUSTS INCORPORATED (SALT LAKE CITY UT)
NY
04/11/2001 - 02/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John De la cruz is the right advisor for you? Invested Better is here to help.
