Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Cortese is a financial professional with over 20 years of experience in the securities industry. John currently is a registered representative with Apollo Global Securities, LLC in New York, NY. John has previously held positions with BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC. John is a Series 7, Series 24, Series 55, Series 57TO, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/10/2021 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
09/22/2008 - 08/12/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/26/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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