Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Cooper is a financial advisor with over 20 years of experience in the industry. Currently, John is registered with Finalis Securities LLC. John has held previous positions with Houlihan Lokey Capital, Inc., Archpoint Partners LLC, Financial Telesis Inc and Montgomery & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/02/2020 - Present
Finalis Securities LLC (New York NY)
FL
03/07/2014 - 05/22/2020
HOULIHAN LOKEY CAPITAL, INC. (MIAMI FL)
CA
12/21/2012 - 10/13/2014
ARCHPOINT PARTNERS LLC (SAN FRANCISCO CA)
CA
10/19/2009 - 12/20/2013
FINANCIAL TELESIS INC (SANFRANCISCO CA)
CA
02/21/2003 - 08/30/2010
MONTGOMERY & CO., LLC (SANTA MONICA CA)
BC
Issued 07/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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