Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johathan? Claim Your ProfileJohathan Fowler is a financial professional with over 10 years of experience in the financial services industry. Johathan has been a Series 24, 27, and 4 principal since 2014, and has a Series 7, 57, 63, and 99TO license. Johathan is currently registered with Rqd* Clearing, LLC and has previously worked at LEK Securities Corporation. Johathan is registered in New York and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2019 - Present
Rqd* Clearing, LLC (New York NY)
NY
05/30/2012 - 08/13/2018
LEK SECURITIES CORPORATION (NEW CITY NY)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2021
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/30/2014
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 57 - Securities Trader Exam
BC
Issued 05/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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