Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johannes? Claim Your ProfileJohannes Stuart is an experienced financial professional with over 16 years of experience in the industry. Johannes is currently registered with Piper Sandler & Co. in New York, NY. Prior to joining Piper Sandler & Co., Johannes was employed with Cornerstone Macro LLC, Credit Suisse Securities (USA) LLC, Macquarie Capital (USA) Inc., and UBS Securities LLC. Johannes has a broad range of experience in the financial services industry and has earned numerous licenses and certifications including the Series 63, SIE, Series 86, Series 87, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/08/2022 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/21/2017 - 02/16/2022
CORNERSTONE MACRO LLC (New York NY)
NY
09/01/2011 - 10/16/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/24/2009 - 06/29/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/12/2005 - 03/11/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/15/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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