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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanne? Claim Your ProfileJohanne Trenard Carroll has been a registered representative for 18 years. Johanne Carroll is currently registered with Raymond James Financial Services Advisors, Inc. and is located in their Mobile, Alabama branch. Previously, Johanne Carroll was employed by BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, PNC INVESTMENTS and PNC Managed Account Solutions, Inc. Johanne Carroll has passed the Series 6, Series 7, Series 63 and Series 66 exams. Johanne Carroll has a total of 2 state registrations and 3 product exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
11/05/2021 - Present
Raymond James Financial Services Advisors, Inc. (Mobile AL)
AL
08/23/2021 - 11/16/2021
PNC INVESTMENTS (MOBILE AL)
AL
05/16/2013 - 08/23/2021
BBVA SECURITIES INC. (MOBILE AL)
AL
10/16/2003 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MOBILE AL)
BOTH
Issued 06/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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