Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Serrano Beas is a financial professional with experience in the securities industry. Johanna is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7 and SIE licenses. Johanna is currently employed by Pimco Investments LLC in Newport Beach, CA, where she has been employed since January 19, 2016. Johanna is a registered representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/19/2016 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
BC
Issued 04/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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