Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Mussche is an investment advisor with over 20 years of experience in the financial services industry. Johanna is currently registered as a Registered Representative (RA) with Citigroup Global Markets Inc. and is licensed to provide investment advice in New Jersey and New York. Johanna has held previous positions with UBS Financial Services Inc., UBS International Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and FAM Distributors, Inc. Johanna's expertise includes securities, futures, and investment advisory services. Johanna works with a wide range of clients including high-net-worth individuals, corporations, and charitable organizations. Johanna's professional certifications include the Series 3, 7, 9, 10, 31 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
01/01/2010 - 09/18/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/20/2004 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
02/25/2003 - 08/23/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/26/2002 - 02/25/2003
FAM DISTRIBUTORS, INC. (NEW YORK NY)
BOTH
Issued 4/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/6/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 9/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/9/2004
Series 3 - National Commodity Futures Examination
BC
Issued 6/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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