Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Lee Alter is a financial advisor with Stonex Securities Inc. based in ENGLEWOOD CLIFFS, NJ. Johanna has been in the securities industry since 1998 and has a Series 6, Series 63 and SIE licenses. In addition to working with Stonex Securities Inc., Johanna has also held positions at WRP INVESTMENTS, INC. and PARK AVENUE SECURITIES LLC. Johanna is registered with the state of California, Connecticut, Delaware, Florida, Maine, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Texas, Vermont and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/12/2014 - Present
Stonex Securities Inc. (ENGLEWOOD CLIFFS NJ)
NJ
08/01/2006 - 09/12/2014
WRP INVESTMENTS, INC. (ENGLEWOOD CLIFFS NJ)
NJ
05/03/1999 - 08/02/2006
PARK AVENUE SECURITIES LLC (FAIRFIELD NJ)
NY
11/03/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 05/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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