Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Imhof is a financial advisor with over 15 years of experience in the financial industry. Johanna is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with Fifth Third Securities, Inc., HSBC Securities (USA) Inc. and Citigroup Global Markets Inc. Johanna is registered to provide investment advice in several states including Florida, Georgia, Kentucky, Michigan, New Jersey, New York, Pennsylvania and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/16/2021 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
FL
01/31/2017 - 08/02/2021
FIFTH THIRD SECURITIES, INC. (NAPLES FL)
NY
02/17/2012 - 12/15/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
03/08/2010 - 12/21/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
01/09/2008 - 05/27/2008
E*TRADE SECURITIES LLC (FT. LAUDERDALE FL)
NY
05/29/2007 - 12/06/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/16/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IA
Issued 04/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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