Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Guzman is a financial advisor with Baron Capital, Inc. based in New York, NY. Johanna has been in the industry since August 18, 2022. Johanna holds the Series 63, Series 7, Series 6, and Series 24 licenses. Johanna is also registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/19/2022 - Present
Baron Capital, Inc. (NEW YORK NY)
BC
Issued 11/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2024
Series 24 - General Securities Principal Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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