Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Carlisle has been in the financial services industry since January 1996. Johanna is a Registered Representative and Investment Advisor Representative with PFS Investments Inc. Johanna has her Series 6, 26, 63 and 65 licenses and holds active registrations in Alabama, Florida, Iowa, Michigan, New York, and North Carolina. Johanna holds a Series 63 license from 1997 and a Series 65 license from 2011. Johanna has been with PFS Investments Inc. since June 1997. Johanna is also a co-owner/secretary of Heartland Surgical Assistants, Inc. Johanna provides investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
09/07/2011 - Present
PFS Investments Inc. (LAKELAND FL)
IA
Issued 04/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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