Unclaimed
Johanna Frebes is a financial professional with over 35 years of experience in the industry. Johanna is currently registered with Keybanc Capital Markets Inc. and has been with the firm since April 2000. Previously, Johanna was employed by McDonald Investments Inc. Johanna holds Series 7, 9, 10, 14, 63, and SIE licenses and is registered in Ohio and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
04/18/2000 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
OH
02/14/1986 - 03/21/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 04/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2002
Series 14 - Compliance Officer Examination
BC
Issued 05/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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