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Johanna Elizabeth Newman

Equitable Distributors, LLC

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About Johanna Elizabeth Newman

Johanna Elizabeth Newman is a financial professional with over 15 years of experience in the industry. Johanna is currently registered with Equitable Distributors, LLC, where she has been employed since 2021. Johanna holds a Series 6 and SIE licenses.

Firm Information

Johanna Newman is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Johanna Newman’s Registration & Firm History

NC

08/06/2021 - Present

Equitable Distributors, LLC (Charlotte NC)

CT

12/18/2007 - 03/05/2021

EQUITABLE DISTRIBUTORS, LLC (FARMINGTON CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Johanna Elizabeth Newman.
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