Unclaimed
Johanna Derose is a financial advisor with Cetera Advisor Networks LLC in Amsterdam, New York. Johanna has been in the financial industry since 2005 and has a Series 6, Series 63, and SIE license. Before joining Cetera Advisor Networks LLC, Johanna worked for VOYA FINANCIAL ADVISORS, INC., HD VEST INVESTMENT SERVICES, and LPL FINANCIAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/09/2021 - Present
Cetera Advisor Networks LLC (AMSTERDAM NY)
NY
10/29/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ALBANY NY)
NY
02/23/2011 - 11/07/2014
HD VEST INVESTMENT SERVICES (AMSTERDAM NY)
NY
01/14/2005 - 12/01/2009
LPL FINANCIAL CORPORATION (AMSTERDAM NY)
BC
Issued 03/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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