Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johanna? Claim Your ProfileJohanna Andrea Robledo is a registered representative with Morgan Stanley in Miami, Florida. Johanna has been in the financial services industry since 2006 and has held previous positions with UBS FINANCIAL SERVICES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Johanna is registered with the state of Florida as an investment advisor representative and is also registered with the state of Texas. Johanna holds the Series 3, 7, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/05/2018 - Present
Morgan Stanley (Miami FL)
FL
01/01/2010 - 02/10/2014
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
08/11/2006 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
FL
04/07/2006 - 08/16/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BC
Issued 09/08/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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