Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johann? Claim Your ProfileJohann Schultz is a financial professional with over 20 years of experience in the financial industry. Johann is currently registered with TP Icap Global Markets Americas LLC and has held previous positions with MF Global Inc., Bear, Stearns & Co. Inc. and Bear, Stearns Securities Corp. Johann holds the Series 7, SIE and Series 99TO licenses. Johann's professional background includes expertise in operations and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/17/2008 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/04/2007 - 05/21/2008
MF GLOBAL INC. (NEW YORK NY)
NY
10/17/2001 - 10/31/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/17/2001 - 10/31/2007
BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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