Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johann? Claim Your ProfileJohann Lamrissi garcia is a financial advisor who has been in the industry since 2015. Currently, Johann is registered with Mufg Securities Americas Inc. and is active in both New York and New Jersey. Prior to joining Mufg Securities Americas Inc., Johann was registered with BTMU Securities, Inc. and BBVA Securities Inc. Johann holds a Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
11/30/2016 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
01/20/2015 - 09/16/2016
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 02/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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