Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johann? Claim Your ProfileJohann James Smith is a financial advisor with Avantax Investment Services, Inc. Johann holds the Series 6 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Johann has been a registered representative since August 2000. Johann is licensed to practice in Florida and Iowa. Johann is currently registered as an investment advisor representative with Avantax Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
08/25/2000 - Present
Avantax Investment Services, Inc. (Iowa City IA)
BC
Issued 09/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Johann Smith is the right advisor for you? Invested Better is here to help.
