Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johann? Claim Your ProfileJohann Azzopardi is a financial advisor with Pruco Securities, LLC, a firm registered with the Securities and Exchange Commission. Johann has been in the securities industry since 2005 and has a broad range of experience in providing financial advice to individuals, businesses, and trusts. Johann is registered with the state of Maine, and holds Series 6, 7, 63, and 65 licenses, along with the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
ME
10/05/2006 - Present
Pruco Securities, LLC (Portland ME)
IA
Issued 09/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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