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Johan Leif Backlin

PHX Financial, Inc.

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About Johan Leif Backlin

Johan Backlin is an experienced financial professional with over 20 years of industry experience. Johan currently works as a Registered Representative at Phx Financial, Inc. where he began in 2021. Prior to that, Johan worked for Equitable Advisors, LLC and Handelsbanken Markets Securities, Inc. Johan holds a variety of licenses, including Series 7, Series 55, Series 63, Series 79TO, Series 57TO, Series 99TO, and SIE. Johan is licensed in 12 states including Alabama, California, Colorado, Connecticut, Florida, Georgia, Louisiana, Massachusetts, New Jersey, New Mexico, New York, and Texas.

Firm Information

Johan Backlin is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Johan Backlin’s Registration & Firm History

NY

07/06/2021 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

05/04/2018 - 06/04/2021

EQUITABLE ADVISORS, LLC (WOODBURY NY)

NY

07/26/2002 - 10/19/2016

HANDELSBANKEN MARKETS SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Johan Leif Backlin. Review regulatory record here.
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