Unclaimed
Johan Kim is a financial advisor at Neuberger Berman BD LLC. Johan has a strong background in the financial services industry, with over 10 years of experience. Johan holds Series 7TO, SIE, 63 and 24 licenses, and the Chartered Financial Analyst designation. Johan is registered to provide investment advice in New Jersey and New York. Johan's clients are primarily individuals and families seeking investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 12/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Johan Kim is the right advisor for you? Invested Better is here to help.