Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johan? Claim Your ProfileJohan Cristiam Lopez has been in the financial services industry since 2005. Johan is currently a registered representative with Fidelity Distributors Co. LLC, a FINRA-registered broker dealer. Johan was previously a registered representative with MFS Fund Distributors, Inc., Brownco, LLC, Eaton Vance Distributors, Inc., American Express Financial Advisors, Inc., and IDS Life Insurance Company. Johan holds the Series 7, Series 66, and SIE securities licenses. Johan is registered in all 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/25/2011 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
03/08/2006 - 12/22/2010
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
11/28/2005 - 02/25/2006
BROWNCO, LLC (BOSTON MA)
MA
08/03/2005 - 10/03/2005
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MN
03/31/2004 - 01/10/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/31/2004 - 01/10/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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