Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joey? Claim Your ProfileJoey S Katz is an investment advisor representative at EP Wealth Advisors, a firm with offices in Torrance, California. Joey Katz has been in the industry since 1998 and holds a Series 65 and Series 63. Joey Katz has also held registrations with several other firms, including Morgan Stanley, E*TRADE Securities LLC, and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/11/2024 - Present
EP Wealth Advisors (TORRANCE CA)
GA
08/05/2022 - 12/19/2023
MORGAN STANLEY (Alpharetta GA)
GA
07/08/2021 - 09/05/2023
E*TRADE SECURITIES LLC (Alpharetta GA)
CA
09/16/2013 - 01/11/2021
TD AMERITRADE, INC. (CARLSBAD CA)
CA
10/01/2012 - 11/16/2012
J.P. MORGAN SECURITIES LLC (LADERA RANCH CA)
CA
10/07/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MISSION VIEJO CA)
FL
09/08/2006 - 09/08/2011
FIDELITY BROKERAGE SERVICES LLC (ALTAMONTE SPRINGS FL)
AZ
08/04/2004 - 01/12/2006
FSC SECURITIES CORPORATION (LAKE HAVASU CITY AZ)
NY
01/02/2002 - 08/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
10/05/1998 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 09/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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