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Joey Marie Zabbia

DWS Distributors, Inc.

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About Joey Marie Zabbia

Joey Marie Zabbia is a financial professional with over 20 years of experience in the industry. Joey currently works with DWS Distributors, Inc. in their New York office. Joey has held previous positions at NEUBERGER BERMAN LLC and NEUBERGER BERMAN MANAGEMENT INC. Joey holds a Series 63, Series 24, SIE and Series 7 license. Joey's current registration is active in New York.

Firm Information

Joey Zabbia is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joey Zabbia’s Registration & Firm History

NY

08/17/2015 - Present

DWS Distributors, Inc. (NEW YORK NY)

NY

04/17/2008 - 08/04/2015

NEUBERGER BERMAN LLC (NEW YORK NY)

NY

12/13/2001 - 04/22/2008

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/01/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joey Marie Zabbia.
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