Unclaimed
Joey Lynn Price is a financial advisor with LPL Financial LLC. Joey has been in the industry since 1986 and has a broad range of experience in the securities industry, including working with Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Boatmen's Investment Services of Arkansas, Inc.. Joey is registered in 25 states and is a Series 6, 7, 24, 26, 31, 63 and 65 licensed professional. Joey is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
06/28/2019 - Present
LPL Financial LLC (LITTLE ROCK AR)
AR
04/07/2009 - 06/24/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LITTLE ROCK AR)
AR
04/27/2001 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (LITTLE ROCK AR)
NY
04/15/1997 - 05/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
05/23/1996 - 04/25/1997
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)
MO
10/01/1992 - 04/21/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
08/01/1991 - 09/24/1992
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
01/14/1987 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NA
04/09/1986 - 04/02/1987
EQUICO SECURITIES, INC.
NA
04/09/1986 - 03/24/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 07/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/15/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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