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Joey Giamichael

Spartan Capital Securities, LLC

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About Joey Giamichael

Joey Giamichael is a financial professional with over 16 years of experience in the industry. Joey is currently registered with Spartan Capital Securities, LLC and holds Series 7, 6, 55, 63, 65, 79, 86, 87, 24, and SIE licenses. Joey has previously held positions at Revere Securities LLC, Benchmark Investments, Inc., I-Bankers Direct, LLC, Newbridge Securities Corporation, Global Hunter Securities, LLC, Rodman & Renshaw, LLC, CJS Securities, Inc., Knight Securities, L.P., Gilford Securities Incorporated and Signator Investors, Inc.. Joey is registered in New York, Pennsylvania and Puerto Rico.

Firm Information

Joey Giamichael is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joey Giamichael’s Registration & Firm History

NY

04/18/2023 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

08/20/2021 - 04/27/2023

REVERE SECURITIES LLC (NEW YORK NY)

NY

10/22/2020 - 07/23/2021

BENCHMARK INVESTMENTS, INC. (New York NY)

FL

05/19/2020 - 10/20/2020

I-BANKERS DIRECT, LLC (BOCA RATON FL)

NJ

03/11/2019 - 07/02/2019

NEWBRIDGE SECURITIES CORPORATION (MORRISTOWN NJ)

NY

05/13/2010 - 10/11/2012

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

04/17/2006 - 05/12/2010

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

08/13/2003 - 03/31/2006

CJS SECURITIES, INC. (WHITE PLAINS NY)

NJ

09/28/2000 - 08/06/2003

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

NY

02/29/2000 - 09/12/2000

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

MA

07/14/1999 - 10/08/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 03/22/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/27/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/06/2008

Series 24 - General Securities Principal Examination

BC

Issued 12/01/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/17/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/24/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Joey Giamichael. Review regulatory record here.
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