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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joely? Claim Your ProfileJoely Ann Murray is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., where she has been employed since October 2009. Previously, Joely Ann Murray was registered with BANC OF AMERICA INVESTMENT SERVICES, INC. in Raleigh, NC and NATIONSSECURITIES, KEMPER DISTRIBUTORS, INC. in Chicago, IL and KEMPER FINANCIAL SERVICES, INC. Joely Ann Murray has been in the financial services industry since March 1994 and has a broad range of experience in providing financial advice. Joely Ann Murray is licensed to provide advisory services in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/06/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RALEIGH NC)
NC
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RALEIGH NC)
NA
07/15/1996 - 01/01/1998
NATIONSSECURITIES
IL
02/01/1995 - 11/03/1995
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
07/14/1993 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 06/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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