Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joellen? Claim Your ProfileJoellen Wheeler is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Joellen is a highly experienced professional with over 40 years in the financial services industry. Joellen specializes in providing financial planning and investment advice to individuals and families, as well as businesses. Joellen has a strong understanding of the markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2019 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
02/11/2010 - 01/06/2015
WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)
CA
02/25/2005 - 02/17/2010
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
04/04/1990 - 03/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/15/1988 - 04/06/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/02/1980 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 09/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joellen Wheeler is the right advisor for you? Invested Better is here to help.
