Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joellen? Claim Your ProfileJoellen Pastors is a financial advisor with Hornor, Townsend & Kent, LLC, with over 11 years of experience in the industry. Joellen is registered as a broker-dealer in 8 states and an investment advisor in New York. She is also Series 7, Series 31, Series 63, Series 65, and Series 66 licensed. Prior to joining Hornor, Townsend & Kent, LLC, Joellen held roles at UBS Financial Services Inc., Northwestern Mutual Investment Services, LLC, VALIC Financial Advisors, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Joellen's expertise includes financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
NY
08/01/2023 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
08/03/2022 - 04/28/2023
UBS FINANCIAL SERVICES INC. (New York NY)
NY
04/29/2021 - 01/21/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NJ
06/25/2009 - 06/16/2015
VALIC FINANCIAL ADVISORS, INC. (BEDMINSTER NJ)
NY
06/01/2009 - 07/01/2009
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
02/09/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/10/2005 - 01/08/2007
MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)
BOTH
Issued 12/07/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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