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Joelle Norissa Graham

Empower Financial Services, Inc.

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About Joelle Norissa Graham

Joelle Norissa Graham is a financial advisor who has been in the industry since December 30, 2017. Currently, Joelle is registered with Empower Financial Services, Inc. in Greenwood Village, Colorado. Joelle has experience with a variety of firms including Prudential Investment Management Services LLC, Broadridge Business Process Outsourcing, LLC, TD Ameritrade, Inc., and Charles Schwab & Co., Inc.. Joelle has passed the SIE, Series 7 and Series 66 examinations.

Firm Information

Joelle Graham is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joelle Graham’s Registration & Firm History

CO

04/22/2022 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

NJ

03/11/2022 - 04/15/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CO

08/03/2020 - 03/02/2022

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (DENVER CO)

NE

02/19/2019 - 07/01/2020

TD AMERITRADE, INC. (OMAHA NE)

TX

12/23/2015 - 03/28/2017

CHARLES SCHWAB & CO., INC. (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 03/03/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joelle Norissa Graham.
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