Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel William Sutcliffe is a financial professional registered with Capfinancial Securities, LLC. Joel has over 9 years of experience in the financial services industry. He is a Series 6, SIE and Series 99TO licensed professional. Joel has been registered with Capfinancial Securities, LLC since June 10, 2022 and previously worked with Park Avenue Securities LLC and Guardian Investor Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/10/2022 - Present
Capfinancial Securities, LLC (RALEIGH NC)
PA
03/31/2015 - 05/18/2022
PARK AVENUE SECURITIES LLC (BETHLEHEM PA)
NY
06/03/2013 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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