Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel William East is a financial advisor at UBS Financial Services Inc. Joel is a registered representative with the state of Texas. Joel's current employment with UBS Financial Services Inc. started in May 2021. Joel has been in the financial industry since November 2006. Previously Joel worked for J.P. MORGAN SECURITIES LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and CHASE INVESTMENT SERVICES CORP.. Joel has passed the Series 6, Series 7, Series 66 and SIE exams. Joel specializes in retirement planning, college savings, insurance, estate planning, and investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
05/05/2021 - Present
UBS Financial Services Inc. (Fort Worth TX)
TX
10/25/2013 - 05/05/2021
J.P. MORGAN SECURITIES LLC (Fort Worth TX)
NY
03/09/2011 - 10/16/2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
OH
11/15/2006 - 03/04/2011
CHASE INVESTMENT SERVICES CORP. (ATHENS OH)
BOTH
Issued 04/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joel East is the right advisor for you? Invested Better is here to help.
