Unclaimed
Joel Wesley Cochran is a registered representative with Wedbush Securities Inc. Joel has been in the financial services industry since February 10, 2003, with experience at multiple firms. Joel has a broad range of experience in the industry, including experience in securities trading, investment company products, and financial planning. Currently, Joel is registered in 10 states, including Florida, Georgia, Illinois, Kansas, Minnesota, Missouri, New York, Tennessee, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/21/2018 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
TN
10/20/2015 - 11/02/2018
AVONDALE PARTNERS, LLC (NASHVILLE TN)
AL
06/01/2012 - 05/11/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
TN
03/18/2004 - 06/01/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/30/2003 - 03/09/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IL
10/19/2000 - 07/23/2001
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
BOTH
Issued 05/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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