Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Thomas Griffith is a financial professional with over 15 years of experience in the industry. Joel has a strong background in trading, with experience working at various firms including Great Point Capital LLC and AVATAR SECURITIES, LLC. Joel holds the Series 7, 55, SIE and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/20/2014 - Present
Great Point Capital LLC (CHICAGO IL)
NY
05/03/2011 - 06/21/2013
AVATAR SECURITIES, LLC (NEW YORK NY)
IL
10/01/2007 - 04/22/2009
GLB TRADING, INC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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