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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Thomas Chitiea is a financial advisor currently associated with LPL Financial LLC. Joel Thomas Chitiea has been in the financial services industry since 1980. Joel Thomas Chitiea has experience with Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.. Joel Thomas Chitiea provides financial advice and services to individuals, high net worth individuals, corporations, investment clubs, charitable organizations, pension and profit sharing plans, and state and municipal government entities. Joel Thomas Chitiea has passed the Series 3, 5, 7, 8, 9, 10, 63, and 65 exams and is registered in several states including Texas and California. Joel Thomas Chitiea specializes in providing financial advice and services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2022 - Present
LPL Financial LLC (WESTLAKE VILLAGE CA)
CA
05/09/2011 - 11/07/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WESTLAKE VILLAGE CA)
CA
06/01/2009 - 05/16/2011
MORGAN STANLEY SMITH BARNEY (WESTLAKE VILLAGE CA)
CA
05/22/1980 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTLAKE VILLAGE CA)
IA
Issued 10/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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