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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Dickey is a financial advisor with UBS Financial Services Inc. Joel has been in the financial services industry since 1981 and has a wide range of experience. Joel holds Series 6, 7, 63 and 65 licenses and has been registered with FINRA since 1986. Joel has previously worked with GVC CAPITAL LLC, SMITH HAYES FINANCIAL SERVICES CORPORATION, KIRKPATRICK, PETTIS, SMITH, POLIAN INC., PAINEWEBBER INCORPORATED, and AMEV INVESTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KS
02/06/2012 - Present
UBS Financial Services Inc. (WICHITA KS)
NE
01/13/2006 - 01/29/2010
GVC CAPITAL LLC (OMAHA NE)
NE
09/06/1996 - 01/17/2006
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
NE
09/13/1988 - 09/16/1996
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
05/02/1986 - 09/22/1988
PAINEWEBBER INCORPORATED
NA
05/04/1981 - 05/19/1986
AMEV INVESTORS, INC.
IA
Issued 03/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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