Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Kent is a securities professional with over 20 years of experience in the industry. Joel has held positions at several prominent firms including Goldman, Sachs & Co., Lehman Brothers Inc., Barclays Capital Inc., and Credit Suisse Securities (USA) LLC. Joel is currently registered with Santander US Capital Markets LLC. Joel has a strong background in trading and investment banking, and is well-versed in a variety of financial products and services. Joel holds a Series 3, 7, 10, 24, 55, 57, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/21/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
06/27/2011 - 10/13/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 04/08/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/19/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/11/2002 - 02/19/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/29/1999 - 05/11/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2002
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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