Unclaimed
Joel Snell is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC and Cetera Advisor Networks LLC. Joel has been in the financial services industry since 1997. Joel is registered with the state of Iowa. Joel holds the Series 4, 7, 24, 63 and 66 licenses. Joel is also licensed to sell securities in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/03/2022 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
03/03/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
IA
10/06/2015 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
05/14/2013 - 10/07/2015
WELLS FARGO ADVISORS, LLC (WATERLOO IA)
IA
10/07/1996 - 12/02/2011
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
08/08/1995 - 09/30/1996
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 05/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 12/10/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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