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Joel Sheng Liu

MML Strategic Distributors, LLC

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About Joel Sheng Liu

Joel Sheng Liu is a financial advisor with MML Strategic Distributors, LLC. Joel is based in SPRINGFIELD, MA and has been in the financial services industry since 2008. Joel is a Series 7, 63, and 6 licensed professional, and is active in both the broker-dealer and investment advisor space.

Firm Information

Joel Liu is currently registered with MML Strategic Distributors, LLC. MML Strategic Distributors, LLC is a Limited Liability Company formed on June 7, 2013. The firm is registered in 52 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Liu’s Registration & Firm History

MA

05/14/2024 - Present

MML Strategic Distributors, LLC (SPRINGFIELD MA)

KS

04/11/2008 - 09/09/2010

SIGNATOR INVESTORS, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 04/16/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/07/2022

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Sheng Liu.
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