Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Sendek is a financial advisor with Oppenheimer & Co. Inc. Joel has over 17 years of experience in the financial services industry. Joel is registered with the state of New York and has earned the Series 63, Series 24, Series 86, Series 87, and SIE licenses. Prior to joining Oppenheimer & Co. Inc., Joel was a financial advisor at Stifel, Nicolaus & Company, Incorporated, Lazard Capital Markets LLC, Lazard Freres & Co. LLC, and Gerard Klauer Mattison & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/09/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/06/2012 - 08/04/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/15/2005 - 11/03/2011
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/16/2000 - 05/10/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
06/11/1997 - 02/17/2000
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
BC
Issued 09/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/24/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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