Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Scott Hemmings is an investment advisor representative at Osaic Wealth, Inc. Joel is located in Folsom, California and has been in the industry since August 9, 1994. Joel holds a Series 7, Series 6, Series 24, Series 4, Series 31, Series 53, Series 63, Series 65, Series 99TO, and SIE licenses. Previously, Joel worked at Securities America, Inc., Brecek & Young Advisors, Inc., E*TRADE SECURITIES LLC, and Franklin/Templeton Distributors, Inc. Joel provides financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (FOLSOM CA)
CA
12/15/2008 - 06/14/2024
SECURITIES AMERICA, INC. (FOLSOM CA)
CA
03/27/2006 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
NJ
11/04/1996 - 03/31/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
CA
03/14/1994 - 06/07/1996
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 02/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/13/1998
Series 4 - Registered Options Principal Examination
BC
Issued 12/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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